Legal Disclosures

Ascendiant Capital Markets LLC is a registered as broker-dealer with the U.S. Securities and Exchange Commission, and is a member of FINRA (Financial Industry Regulatory Authority) and SIPC (Securities Investor Protection Corporation).

This website is designed for informational purposes only and does not constitute, (i) a solicitation or offer to buy or sell any securities or other financial instrument or to provide any investment advice or service, (ii) an official confirmation of any transaction, or (iii) an official, definitive, or binding statement of Ascendiant.

Ascendiant does not guarantee the accuracy, validity, timelessness, completeness or suitability of any information or data made available to you. Ascendiant also disclaims all warranties, expressed or implied, including, but not limited to, warranties of title, non-infringement, merchantability or fitness for a particular purpose.  This website may include “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, or the Securities Act, and Section 21E of the Securities Exchange Act of 1934, as amended, or the Exchange Act.  Forward-looking statements include all statements that are not historical facts and can be identified by the words “believe,” “may,” “will,” “potentially,” “estimate,” “continue,” “anticipate,” “intend,” “could,” “would,” “project,” “plan,” “expect,” “intend,” and similar expressions that convey uncertainty of future events or outcomes.  These forward-looking statements are subject to a number of risks, uncertainties, and assumptions, which may cause actual results to differ materially from those contained in any forward-looking statements we may make from those anticipated or implied in the forward-looking statements.  You should not rely upon forward-looking statements as predictions of future events. Although we believe that the expectations reflected in the forward-looking statements are reasonable, we cannot guarantee that the future results, levels of activity, performance or events and circumstances reflected in the forward-looking statements will be achieved or occur. We undertake no obligation to update any forward-looking statements for any reason after the date of this website to conform these statements to actual results or to changes in our expectations.

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