The Banking division of Ascendiant Capital Markets LLC provides investment capital, institutional investor outreach, strategic guidance, and related advisory services to private and publicly traded companies in the U.S. and selected foreign markets. The Investment Banking team also advises on private placements and private companies interested in going public.  Securities transactions are conducted through Ascendiant Capital Markets LLC, a FINRA-member and SEC registered broker-dealer.

Ascendiant's investment banking team has a broad network of capital providers that include minority equity investment funds, hedge funds, commercial banks, asset managers, private senior and mezzanine credit lenders, family offices, sovereign wealth funds, trading firms, and fund advisors.  Ascendiant leverages this network to effectively and efficiently structure, execute and syndicate capital transactions.

Services Provided

10b5-1 Plans
144 Stock Sales
At the Market Offerings
Block Trades
Buybacks
Confidentially Marketed Public Offering (CMPO)s
Convertible Bonds
Digital Offerings
Financial Advisory
IPOs
Mezzanine/Bridge Debt
Non-Deal Roadshows and Investor Introductions
PIPEs
Private Placements
Registered Directs 
Secondary/Follow-On Offerings
Unsecured/Secured Debt

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