Compliance Team

Anthony Diamos
Deputy Director of Compliance
949.259.4905
adiamos@ascendiant.com

Mr. Diamos serves Ascendiant Securities LLC as Deputy Director of Compliance. 

Mr. Diamos will support Ascendiant’s compliance department, working closely with FINRA and its District Offices as well as the other integral parts of the organization, the Securities and Exchange Commission (SEC), MSRB, and the various states’ securities divisions. 

Mr. Diamos graduated from the U.S. Naval Academy with a B.S. in Mathematics degree, and the London Business School (University of London) with an M.S. in Management degree (Sloan Fellow).  He maintains FINRA Series 28 securities registration.

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